We’re excited to announce the COMPLY Summit agenda which covers the most pressing topics facing our industry today in compliance, risk, and regulation! Join us on February 4th for these highly anticipated sessions.
COMPLY Summit Kickoff
Join Alex Baydin as he discusses the regulatory environment in 2021 and announces exciting developments for PerformLine’s marketing compliance platform.
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Alex Baydin |
An Outlook from Chief Compliance Officers
A new administration, global expansion, third party risk, advanced technologies like AI and pandemic related hurdles are just a few of the challenges faced by Chief Compliance Officers and General Counsels. So how are they overcoming those obstacles while managing the established risk appetite and remaining competitive? Learn their practical approaches to the challenges and changes that their compliance teams are faced with as they help their organization thrive.
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![]() Annie Delgado Chief Compliance Officer |
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Consumer Protection and State Regulators
Many states are creating powerful state consumer protection bureaus that go beyond federal safeguards. Hear what this head of consumer protection for New York has say about the bureau's agenda, how they'll enforce UDAAP and what impact they could have on banks, fintechs and other financial firms locally and nationally. Plus, get helpful tips on how best to work with a state regulator!
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Register now for your free all-access pass to all three events on February 4th, March 25th, and May 20th.