State AGs and Consumer Protection: What's On Their Agendas
State Attorney Generals from New York and Pennsylvania share what’s on their regulatory and…
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2021: An Outlook from Chief Compliance Officers and General Counsels
While 2020 taught us to expect the unexpected, what we can expect for certain…
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Hear From CCOs, State Regulators at COMPLY Summit
Hear from BBVA, Plaid, Upstart, state regulators, and a special keynote from Ben Nemtin…
Read More –>Documents, Data, and Risk Management: Insights from Microsoft and PwC
The challenges and opportunities for compliance and risk and how Microsoft is using data…
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Priority Payment Systems Announced as the Winner of the 2020 Kraken Culture of Compliance Award
This award is a testament to Priority Payment Systems’ consistency and commitment to compliance…
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COMPLY2019 Recap: Hear From the Regulators
Leaders from the FTC, FINRA and CFPB discussed the many forces that are impacting…
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COMPLY2019 Inspirational Keynote Recap: The Fearless Alison Levine
Sharing her experiences climbing both extreme mountains and the corporate ladder, Levine left attendees…
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How Innovations in FinTech and RegTech Can Affect Compliance
The FTC and CFPB use complaint data to conduct investigations, guide enforcement actions, maintain…
Read More –>COMPLY Together at COMPLY2019
COMPLY launched 5 years ago as the first conference of its kind… now it’s…
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Announcing Finalists for the 2019 Kraken Innovation Award
Winner of the 2019 Kraken Innovation Award to be announced live on stage at…
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State Attorneys General Get Assertive on Consumer Protection
Speech analytics allows organizations to automatically analyze and score all calls for compliance and…
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COMPLY2019: The Year of Collaboration
Bringing together financial institutions, innovators and regulators has never been more important to COMPLY…
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COMPLY Recap: Consumer Protection and the State AGs
Current and former members of the State Attorneys General office from Pennsylvania, Massachusetts and…
Read More –>COMPLY Recap: Hear From the Regulators Session
Regulators from the FTC, FINRA and former CFPB sat down during COMPLY2018 to discuss…
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COMPLY Like a Boss at COMPLY2018
Here are four things our Client Success Team does as part of the PerformMatch…
Read More –>2018 Kraken Award Winners Revealed
Despite what marketers, compliance officers, and operations teams have done in the past to…
Read More –>Making a Culture of Compliance Contagious
Is your compliance department seen as the “business stoppage unit”?
Read More –>COMPLY Recap: Hear from Regulators at the OCC and FTC
If you couldn't catch the Hear From the Regulators session live at COMPLY2017, watch…
Read More –>[COMPLY Recap] The Future of RegTech
If you couldn't make it to COMPLY2017 to catch The Future of RegTech panel…
Read More –>[COMPLY Recap] Where Compliance Meets Innovation
Thank you for helping us make compliance fun at COMPLY2017!
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COMPLY Kraken Awards
The winners of the 2016 Kraken Awards were Quicken Loans for Commitment to Marketing…
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